UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): November 9, 2021
 
EARGO, INC.
(Exact name of registrant as specified in its charter)

Delaware
001-39616
27-3879804
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification Number)
 
1600 Technology Drive, 6th Floor
San Jose, California 95110
(Address of principal executive offices, including Zip Code)
 
Registrant’s telephone number, including area code: (650) 351-7700
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:



Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:

Title of each class
 
Trading
Symbol(s)
 
Name of each exchange
on which registered
Common Stock, $0.0001 par value per share
 
EAR
 
The Nasdaq Stock Market LLC
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.



Item 5.07.
Submission of Matters to a Vote of Security Holders.
 
Eargo, Inc. (the “Company”) held its 2021 Annual Meeting of Stockholders (the “Annual Meeting”) on November 9, 2021. The following is a brief description of each matter voted upon at the Annual Meeting and the number of votes cast for, withheld or against, the number of abstentions and the number of broker non-votes with respect to each matter, as applicable.

  1.
The election of three nominees to serve as Class I directors for a three-year term to expire at the 2024 annual meeting of stockholders. The following three Class I directors were elected by the votes indicated.

 
For
 
Withheld
 
Broker Non-
Votes
Christian Gormsen
 19,622,214
 
 6,406,165
 
 3,647,345
Doug Hughes
 19,622,784
 
 6,405,595
 
 3,647,345
David Wu
 19,617,207
 
 6,411,172
 
 3,647,345


2.
The ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. The selection was ratified by the votes indicated.

For
 
Against
 
Abstain
 
Broker Non-
Votes
29,612,857
 
 25,353
 
 37,514
 
0


SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
EARGO, INC.
     
Date: November 12, 2021
By:
/s/ Adam Laponis
   
Adam Laponis
   
Chief Financial Officer